Legal, Compliance and Risk Management

The Legal Group handles legal affairs for NISA.

The Compliance Group establishes and maintains policies and procedures reasonably designed to prevent violations of the applicable federal securities laws, rules and regulations, as well as to detect any violations that may have occurred and to promptly correct these violations.

The Risk Management Group seeks to protect and sustain NISA by working with business partners to identify the firm’s enterprise risks, evaluate the likelihood and magnitude of those risks, and communicate that information to senior management.

To view a complete list of current openings, visit Employment Listings.

Equal Opportunity Employer–minorities/females/veterans/individuals with disabilities/sexual orientation/gender identity.